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BECK ASSET MANAGEMENT SA
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BECK ASSET MANAGEMENT SA
(CRD# 162969)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Zurich, Switzerland.
The SEC approved the firm to operate as an RIA in
Apr 2012.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$26.4 Million,
and has discretion over
79%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
5%
.
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BECK ASSET MANAGEMENT SA
also reported in
Mar 2018:
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1
employees,
all of whom perform advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BECK ASSET MANAGEMENT SA has no disclosure events reported to the SEC at this time.
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BECK ASSET MANAGEMENT SA has Notice Filings with the following State Securities Authorities:
FL-Mar 2015, NY-Sep 2012
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
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contact FindingFraud.org with questions or concerns.
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