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BEAIRD HARRIS
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BEAIRD HARRIS
(CRD# 107238)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Dallas, TX.
The SEC approved the firm to operate as an RIA in
May 1996.
In
Sep 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$1.0 Billion,
and has discretion over
94%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BEAIRD HARRIS
also reported in
Sep 2018:
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16
employees,
with
13
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BEAIRD HARRIS has no disclosure events reported to the SEC at this time.
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BEAIRD HARRIS has Notice Filings with the following State Securities Authorities:
CA-Mar 2012, FL-Nov 2013, LA-Mar 2012, NH-Dec 2013, NM-Feb 2013
, OK-Mar 2015, TX-Jul 1996
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