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BEACON WEALTH MANAGEMENT, LLC
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BEACON WEALTH MANAGEMENT, LLC
(CRD# 129523)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Hackensack, NJ.
The SEC approved the firm to operate as an RIA in
Jan 2004.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$285.0 Million,
and has discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
6%
of RAUM.
Non-US investors represent
0%
.
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BEACON WEALTH MANAGEMENT, LLC
files an umbrella registration with the SEC. The firm also reported in
Mar 2018:
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8
employees,
with
6
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BEACON WEALTH MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
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BEACON WEALTH MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
CA-Jul 2011, CT-Jan 2004, FL-Mar 2008, MA-Jul 2011, NJ-Jan 2004
, NY-Jan 2004, TX-Aug 2017
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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