BEACON POINTE WEALTH ADVISORS, LLC
BEACON POINTE WEALTH ADVISORS, LLC (CRD# 151328) is an SEC-Registered Investment Advisor (RIA), headquartered in Newport Beach, CA. The SEC approved the firm to operate as an RIA in Sep 2009. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $2.3 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 1% of RAUM.   Non-US investors represent 0% .
BEACON POINTE WEALTH ADVISORS, LLC also reported in Oct 2018: 69 employees, with 45 performing advisory functions. A total of 14 office locations. No registrations with foreign financial regulatory authorities. NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BEACON POINTE WEALTH ADVISORS, LLC has no disclosure events reported to the SEC at this time.
View BEACON POINTE WEALTH ADVISORS, LLC's most recent Form ADV filing
BEACON POINTE WEALTH ADVISORS, LLC has Notice Filings with the following State Securities Authorities: AZ-Feb 2011, CA-Sep 2009, CO-Mar 2015, CT-May 2017, DC-Oct 2018 , FL-Nov 2012, IA-May 2015, IL-Nov 2012, LA-Nov 2016, MA-May 2015 , MD-Mar 2018, ME-May 2015, MN-May 2015, MO-Nov 2016, MS-Mar 2018 , MT-May 2016, ND-May 2015, NE-May 2015, NH-May 2015, NJ-May 2018 , NV-Mar 2015, NY-Mar 2018, OK-Nov 2016, OR-Mar 2018, PA-Nov 2012 , RI-Oct 2018, SD-May 2015, TX-Apr 2011, VT-May 2015, WA-Mar 2015 , WY-Oct 2018
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