BEACON POINTE ADVISORS, LLC
BEACON POINTE ADVISORS, LLC (CRD# 119290) is an SEC-Registered Investment Advisor (RIA), headquartered in Newport Beach, CA. The SEC approved the firm to operate as an RIA in Feb 2002. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $5.6 Billion, and has discretion over 56% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .
BEACON POINTE ADVISORS, LLC also reported in Oct 2018: 92 employees, with 63 performing advisory functions. A total of 15 office locations. No registrations with foreign financial regulatory authorities. NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BEACON POINTE ADVISORS, LLC has no disclosure events reported to the SEC at this time.
View BEACON POINTE ADVISORS, LLC's most recent Form ADV filing
BEACON POINTE ADVISORS, LLC has Notice Filings with the following State Securities Authorities: AK-Jun 2010, AL-Mar 2010, AR-Mar 2010, AZ-Apr 2007, CA-Feb 2002 , CO-Aug 2010, CT-Apr 2010, DC-Oct 2018, DE-May 2010, FL-Jun 2009 , GA-Mar 2010, HI-Dec 2010, IA-Jun 2010, ID-Jun 2010, IL-Mar 2010 , IN-Jun 2010, KS-Jun 2010, KY-Mar 2010, LA-Apr 2010, MA-Jan 2010 , MD-May 2010, ME-Apr 2010, MI-Mar 2010, MN-Jun 2010, MO-Jun 2010 , MS-Mar 2010, MT-Sep 2010, NC-Apr 2010, ND-Jun 2010, NE-Jun 2010 , NH-Apr 2010, NJ-May 2010, NM-Aug 2010, NV-Dec 2004, NY-Mar 2010 , OH-Mar 2010, OK-Jun 2010, OR-May 2010, PA-Apr 2010, PR-May 2010 , RI-Oct 2018, SC-Apr 2010, SD-Jun 2010, TN-Mar 2010, TX-Apr 2010 , UT-Mar 2012, VA-Apr 2010, VI-Oct 2011, VT-Apr 2010, WA-Apr 2007 , WI-Mar 2010, WV-May 2010, WY-Oct 2018
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