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BEACON FINANCIAL GROUP
BEACON FINANCIAL GROUP (CRD# 110038) is an SEC-Registered Investment Advisor (RIA), headquartered in Dallas, TX. The SEC approved the firm to operate as an RIA in Sep 2000. In Apr 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $791.9 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BEACON FINANCIAL GROUP also reported in Apr 2018:
  • 11 employees, with 9 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BEACON FINANCIAL GROUP has no disclosure events reported to the SEC at this time.
 

View BEACON FINANCIAL GROUP's most recent Form ADV filing
 


BEACON FINANCIAL GROUP has Notice Filings with the following State Securities Authorities: AK-Aug 2011, AL-Jun 2010, AR-Apr 2005, AZ-Aug 2011, CA-Aug 2011 , CO-Aug 2011, CT-Jun 2010, DC-Aug 2011, DE-Jul 2010, FL-Apr 2010 , GA-Jun 2010, HI-Aug 2011, IA-Aug 2011, ID-Aug 2011, IL-Sep 2009 , IN-Jun 2010, KS-Jan 2011, KY-Sep 2009, LA-Jul 2009, MA-Jun 2010 , MD-Jun 2010, ME-Jun 2010, MI-Sep 2009, MN-Jan 2011, MO-Jan 2011 , MS-Aug 2006, MT-Aug 2011, NC-Jun 2010, ND-Jun 2010, NE-Jun 2010 , NH-Jun 2010, NJ-Jul 2010, NM-Jul 2010, NV-Aug 2011, NY-Mar 2010 , OH-Sep 2009, OK-Apr 2005, OR-Aug 2011, PA-Jun 2010, PR-Jan 2010 , RI-Jun 2010, SC-Jun 2010, SD-Jul 2010, TN-Jun 2010, TX-Feb 2000 , UT-Aug 2011, VA-Jun 2010, VI-Apr 2010, VT-Jun 2010, WA-Aug 2011 , WI-Sep 2009, WV-Jun 2010

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.