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BEACON FINANCIAL ADVISORY LLC
BEACON FINANCIAL ADVISORY LLC (CRD# 174334) is an SEC-Registered Investment Advisor (RIA), headquartered in Cleveland, OH. The SEC approved the firm to operate as an RIA in Sep 2016. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $321.8 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BEACON FINANCIAL ADVISORY LLC also reported in Oct 2018:
  • 17 employees, with 16 performing advisory functions.
  • A total of 6 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BEACON FINANCIAL ADVISORY LLC has no disclosure events reported to the SEC at this time.
 

View BEACON FINANCIAL ADVISORY LLC's most recent Form ADV filing
 


BEACON FINANCIAL ADVISORY LLC has Notice Filings with the following State Securities Authorities: CA-Apr 2017, FL-Sep 2016, GA-Oct 2018, IL-Nov 2017, MI-Apr 2017 , NH-Apr 2018, NY-Apr 2017, OH-Sep 2016, PA-Nov 2017, SC-Nov 2016 , TN-Nov 2017, TX-Sep 2016, VA-Jan 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.