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BCG SECURITIES, INC.
BCG SECURITIES, INC. (CRD# 70) is an SEC-Registered Investment Advisor (RIA), headquartered in Cherry Hill, NJ. The SEC approved the firm to operate as an RIA in Nov 1999. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $542.9 Million, and has discretion over 12% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BCG SECURITIES, INC. also reported in Oct 2018:
  • 85 employees, with 35 performing advisory functions.
  • A total of 13 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BCG SECURITIES, INC. has no disclosure events reported to the SEC at this time.
 

View BCG SECURITIES, INC.'s most recent Form ADV filing
 


BCG SECURITIES, INC. has Notice Filings with the following State Securities Authorities: AL-Dec 2014, AZ-Dec 2016, CA-Jun 2014, CO-Aug 2012, CT-May 2014 , DC-Aug 2012, DE-Apr 2012, FL-Apr 2012, GA-Nov 2012, IA-Sep 2013 , IL-Aug 2017, IN-May 2018, KY-Dec 2011, MA-Aug 2004, MD-May 2012 , MI-Jan 2015, MO-Sep 2015, MS-Feb 2015, NC-Apr 2012, NE-Jun 2014 , NH-Nov 2015, NJ-Apr 2003, NM-Jul 2013, NY-Jul 2004, OH-Mar 2012 , OR-Jun 2017, PA-Mar 2001, SC-Apr 2012, TN-Jul 2013, TX-Mar 2004 , VA-Nov 2008, VT-Aug 2017, WA-Jun 2015, WI-May 2012, WV-Oct 2015 , WY-Oct 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.