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BBVA WEALTH SOLUTIONS INC.
BBVA WEALTH SOLUTIONS INC. (CRD# 110476) is an SEC-Registered Investment Advisor (RIA), headquartered in Houston, TX. The SEC approved the firm to operate as an RIA in Jan 1999. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $678.3 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BBVA WEALTH SOLUTIONS INC. also reported in Oct 2018:
  • 393 employees, with 229 performing advisory functions.
  • A total of 668 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BBVA WEALTH SOLUTIONS INC. has no disclosure events reported to the SEC at this time.
 

View BBVA WEALTH SOLUTIONS INC.'s most recent Form ADV filing
 


BBVA WEALTH SOLUTIONS INC. has Notice Filings with the following State Securities Authorities: AK-Mar 2012, AL-Jul 2007, AR-Jan 2016, AZ-Jul 2007, CA-Jul 2007 , CO-Jul 2007, FL-Jul 2007, GA-Jul 2007, HI-Mar 2015, IA-Feb 2014 , IL-Jul 2007, IN-Jul 2007, KS-Mar 2012, KY-Apr 2018, LA-Feb 2014 , MA-Mar 2017, MD-Oct 2017, MI-Jul 2007, MN-Oct 2017, MS-Apr 2018 , MT-Sep 2017, NC-Jul 2007, NE-Jun 2018, NJ-Jul 2007, NM-Dec 2009 , NV-Jul 2007, NY-Jul 2007, OH-Jul 2007, OK-Dec 2017, OR-Mar 2016 , PA-Jul 2007, SC-Jul 2007, SD-Mar 2012, TN-Jul 2007, TX-Jan 2001 , UT-Feb 2018, VA-Jul 2007, WA-Jul 2007, WI-Jul 2007

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.