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B.B. GRAHAM & COMPANY, INC.
B.B. GRAHAM & COMPANY, INC. (CRD# 41533) is an SEC-Registered Investment Advisor (RIA), headquartered in Orange, CA. The SEC approved the firm to operate as an RIA in Dec 2015. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $104.3 Million, and has discretion over 22% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
B.B. GRAHAM & COMPANY, INC. also reported in Oct 2018:
  • 29 employees, with 25 performing advisory functions.
  • A total of 9 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
B.B. GRAHAM & COMPANY, INC. has one or more disclosure events currently on file with the SEC.
 

View B.B. GRAHAM & COMPANY, INC.'s most recent Form ADV filing
 


B.B. GRAHAM & COMPANY, INC. has Notice Filings with the following State Securities Authorities: AK-Oct 2018, AZ-Dec 2015, CA-Dec 2015, CO-Dec 2015, CT-Oct 2018 , FL-Dec 2015, GA-May 2017, HI-Dec 2015, IA-Dec 2015, ID-Mar 2018 , IL-Dec 2015, IN-Feb 2017, KY-Dec 2015, LA-Aug 2017, MA-Dec 2015 , MN-Dec 2015, MO-Dec 2015, MT-Sep 2018, NC-Dec 2015, ND-Oct 2018 , NE-Dec 2015, NJ-Dec 2015, NM-Jan 2016, NV-Dec 2015, NY-Dec 2015 , OK-Dec 2015, OR-Apr 2016, SD-Oct 2018, TX-Dec 2015, WA-Dec 2015 , WI-Dec 2015, WY-Oct 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.