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BAYVIEW ASSET MANAGEMENT, LLC
BAYVIEW ASSET MANAGEMENT, LLC (CRD# 157053) is an SEC-Registered Investment Advisor (RIA), headquartered in Coral Gables, FL. The SEC approved the firm to operate as an RIA in Feb 2012. In Aug 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $29.2 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 97% of RAUM.   Non-US investors represent 80% .  
 
BAYVIEW ASSET MANAGEMENT, LLC files an umbrella registration with the SEC. The firm also reported in Aug 2018:
  • 235 employees, with 103 performing advisory functions.
  • A total of 3 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BAYVIEW ASSET MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
 

View BAYVIEW ASSET MANAGEMENT, LLC's most recent Form ADV filing
 


BAYVIEW ASSET MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: FL-Feb 2012

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.