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BAYSTATE WEALTH MANAGEMENT
BAYSTATE WEALTH MANAGEMENT (CRD# 151664) is an SEC-Registered Investment Advisor (RIA), headquartered in Boston, MA. The SEC approved the firm to operate as an RIA in Jul 2010. In Aug 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.1 Billion, and has discretion over 98% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BAYSTATE WEALTH MANAGEMENT also reported in Aug 2018:
  • 12 employees, with 7 performing advisory functions.
  • A total of 7 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BAYSTATE WEALTH MANAGEMENT has no disclosure events reported to the SEC at this time.
 

View BAYSTATE WEALTH MANAGEMENT's most recent Form ADV filing
 


BAYSTATE WEALTH MANAGEMENT has Notice Filings with the following State Securities Authorities: AZ-Jan 2016, CA-Jul 2013, CT-Aug 2011, FL-Jul 2010, GA-Oct 2013 , IL-Jan 2015, LA-Jun 2011, MA-Jul 2010, MD-Jan 2016, ME-Jul 2010 , NC-Sep 2014, NH-Jul 2010, NJ-Jul 2011, NM-Jan 2016, NY-Mar 2011 , PA-Jun 2015, RI-Jul 2010, SC-Jan 2016, TN-Jan 2016, TX-Jun 2011 , VA-Sep 2014, VT-Aug 2010

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.