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BAY COLONY ADVISORS
BAY COLONY ADVISORS (CRD# 152583) is an SEC-Registered Investment Advisor (RIA), headquartered in Concord, MA. The SEC approved the firm to operate as an RIA in May 2016. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $311.4 Million, and has discretion over 89% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 1% .  
 
BAY COLONY ADVISORS also reported in Sep 2018:
  • 20 employees, all of whom perform advisory functions.
  • A total of 15 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BAY COLONY ADVISORS has one or more disclosure events currently on file with the SEC.
 

View BAY COLONY ADVISORS's most recent Form ADV filing
 


BAY COLONY ADVISORS has Notice Filings with the following State Securities Authorities: CA-Apr 2017, CO-Sep 2016, CT-May 2016, FL-May 2016, GA-Aug 2018 , IA-Sep 2016, LA-Mar 2018, MA-May 2016, ME-Apr 2017, NH-May 2016 , RI-Mar 2018, TX-May 2016, VT-Sep 2016, WA-Sep 2016

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.