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BAUERLE FINANCIAL INC
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BAUERLE FINANCIAL INC
(CRD# 106775)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Lake Mary, FL.
The SEC approved the firm to operate as an RIA in
Nov 1995.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$98.6 Million,
and has discretion over
93%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
1%
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BAUERLE FINANCIAL INC
also reported in
Mar 2018:
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4
employees,
with
2
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BAUERLE FINANCIAL INC has no disclosure events reported to the SEC at this time.
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BAUERLE FINANCIAL INC has Notice Filings with the following State Securities Authorities:
FL-Jan 1996, GA-Apr 2014, NC-Mar 2012, TX-Nov 2008
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