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BATTERY MANAGEMENT CORP.
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BATTERY MANAGEMENT CORP.
(CRD# 160921)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
Apr 2014.
In
May 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$4.3 Billion,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
100%
of RAUM.
Non-US investors represent
9%
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BATTERY MANAGEMENT CORP.
files an umbrella registration with the SEC. The firm also reported in
May 2018:
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75
employees,
with
56
performing advisory functions.
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A total of 5 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BATTERY MANAGEMENT CORP. has no disclosure events reported to the SEC at this time.
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BATTERY MANAGEMENT CORP. has Notice Filings with the following State Securities Authorities:
CA-Apr 2014, MA-Apr 2014, NY-Mar 2018, OR-Mar 2016, TX-Mar 2015
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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