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BATTERY GLOBAL ADVISORS, LLC
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BATTERY GLOBAL ADVISORS, LLC
(CRD# 158508)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
Feb 2012.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$1.3 Billion,
and has discretion over
65%
of those assets.
Pooled investment vehicles (Private Funds) account for
61%
of RAUM.
Non-US investors represent
17%
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BATTERY GLOBAL ADVISORS, LLC
also reported in
Mar 2018:
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16
employees,
with
6
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BATTERY GLOBAL ADVISORS, LLC has no disclosure events reported to the SEC at this time.
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BATTERY GLOBAL ADVISORS, LLC has Notice Filings with the following State Securities Authorities:
CA-Mar 2017, MA-Feb 2012
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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