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BASSWOOD CAPITAL MANAGEMENT, L.L.C.
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BASSWOOD CAPITAL MANAGEMENT, L.L.C.
(CRD# 138032)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Jun 2011.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$2.8 Billion,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
98%
of RAUM.
Non-US investors represent
11%
.
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BASSWOOD CAPITAL MANAGEMENT, L.L.C.
files an umbrella registration with the SEC. The firm also reported in
Mar 2018:
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17
employees,
with
9
performing advisory functions.
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A total of 2 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BASSWOOD CAPITAL MANAGEMENT, L.L.C. has no disclosure events reported to the SEC at this time.
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BASSWOOD CAPITAL MANAGEMENT, L.L.C. has Notice Filings with the following State Securities Authorities:
NY-Jun 2011, TX-Mar 2015
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