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BASSO CAPITAL MANAGEMENT, L.P.
BASSO CAPITAL MANAGEMENT, L.P. (CRD# 132311) is an SEC-Registered Investment Advisor (RIA), headquartered in Stamford, CT. The SEC approved the firm to operate as an RIA in Apr 2005. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.3 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 70% of RAUM.   Non-US investors represent 0% .  
 
BASSO CAPITAL MANAGEMENT, L.P. also reported in Mar 2018:
  • 24 employees, with 12 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BASSO CAPITAL MANAGEMENT, L.P. has no disclosure events reported to the SEC at this time.
 

View BASSO CAPITAL MANAGEMENT, L.P.'s most recent Form ADV filing
 


BASSO CAPITAL MANAGEMENT, L.P. has Notice Filings with the following State Securities Authorities: CT-Mar 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.