BASON ASSET MANAGEMENT (CRD# 165450) is an SEC-Registered Investment Advisor (RIA), headquartered in Lakewood, CO. The SEC approved the firm to operate as an RIA in Feb 2016. In Feb 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $207.9 Million, and has discretion over 98% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
BASON ASSET MANAGEMENT also reported in Feb 2018:
  • 1 employees, all of whom perform advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BASON ASSET MANAGEMENT has no disclosure events reported to the SEC at this time.

View BASON ASSET MANAGEMENT's most recent Form ADV filing

BASON ASSET MANAGEMENT has Notice Filings with the following State Securities Authorities: CA-Jan 2018, CO-Feb 2016, LA-Sep 2016, NC-Jan 2018, TX-Feb 2016

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