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BASON ASSET MANAGEMENT
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BASON ASSET MANAGEMENT
(CRD# 165450)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Lakewood, CO.
The SEC approved the firm to operate as an RIA in
Feb 2016.
In
Feb 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$207.9 Million,
and has discretion over
98%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BASON ASSET MANAGEMENT
also reported in
Feb 2018:
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1
employees,
all of whom perform advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BASON ASSET MANAGEMENT has no disclosure events reported to the SEC at this time.
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BASON ASSET MANAGEMENT has Notice Filings with the following State Securities Authorities:
CA-Jan 2018, CO-Feb 2016, LA-Sep 2016, NC-Jan 2018, TX-Feb 2016
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
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