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BASON ASSET MANAGEMENT
BASON ASSET MANAGEMENT (CRD# 165450) is an SEC-Registered Investment Advisor (RIA), headquartered in Lakewood, CO. The SEC approved the firm to operate as an RIA in Feb 2016. In Feb 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $207.9 Million, and has discretion over 98% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BASON ASSET MANAGEMENT also reported in Feb 2018:
  • 1 employees, all of whom perform advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BASON ASSET MANAGEMENT has no disclosure events reported to the SEC at this time.
 

View BASON ASSET MANAGEMENT's most recent Form ADV filing
 


BASON ASSET MANAGEMENT has Notice Filings with the following State Securities Authorities: CA-Jan 2018, CO-Feb 2016, LA-Sep 2016, NC-Jan 2018, TX-Feb 2016

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.