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BASE MANAGEMENT CO
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BASE MANAGEMENT CO
(CRD# 104600)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Towson, MD.
The SEC approved the firm to operate as an RIA in
Nov 1986.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$111.5 Million,
and has discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BASE MANAGEMENT CO
also reported in
Mar 2018:
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1
employees,
all of whom perform advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BASE MANAGEMENT CO has no disclosure events reported to the SEC at this time.
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BASE MANAGEMENT CO has Notice Filings with the following State Securities Authorities:
MD-Nov 1990, NC-Feb 2003
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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