
|
|

|

|

|

|
BASCOMB MADISON & JAMES CAPITAL MANAGEMENT
|
BASCOMB MADISON & JAMES CAPITAL MANAGEMENT
(CRD# 154148)
is an SEC-Registered Investment Advisor (RIA), headquartered in
South Burlington, VT.
The SEC approved the firm to operate as an RIA in
Jun 2012.
In
Sep 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$151.2 Million,
and has discretion over
100%
of those assets.
 
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
 
Non-US investors represent
0%
.  
|
|
BASCOMB MADISON & JAMES CAPITAL MANAGEMENT
also reported in
Sep 2018:
-
2
employees,
all of whom perform advisory functions.
-
A total of 2 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
BASCOMB MADISON & JAMES CAPITAL MANAGEMENT has no disclosure events reported to the SEC at this time.
|
|
|
|
|

|
|
BASCOMB MADISON & JAMES CAPITAL MANAGEMENT has Notice Filings with the following State Securities Authorities: <
MA-Apr 2018, VT-Jun 2012
|
|
Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
|
|

|
|