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BASA ADVISORS
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BASA ADVISORS
(CRD# 290034)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Dallas, TX.
The SEC approved the firm to operate as an RIA in
Jul 2018.
In
Aug 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$110.4 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
100%
of RAUM.
Non-US investors represent
0%
.
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BASA ADVISORS
files an umbrella registration with the SEC. The firm also reported in
Aug 2018:
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16
employees,
with
8
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BASA ADVISORS has no disclosure events reported to the SEC at this time.
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BASA ADVISORS has Notice Filings with the following State Securities Authorities:
TX-Jul 2018
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
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responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
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