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BARTON INVESTMENT MANAGEMENT, LLC
BARTON INVESTMENT MANAGEMENT, LLC (CRD# 141084) is an SEC-Registered Investment Advisor (RIA), headquartered in W. Conshohocken, PA. The SEC approved the firm to operate as an RIA in Jun 2006. In Apr 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $490.6 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 1% .  
 
BARTON INVESTMENT MANAGEMENT, LLC also reported in Apr 2018:
  • 5 employees, with 3 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BARTON INVESTMENT MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
 

View BARTON INVESTMENT MANAGEMENT, LLC's most recent Form ADV filing
 


BARTON INVESTMENT MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: CT-Dec 2017, FL-Nov 2015, NC-Nov 2015, NH-Mar 2013, OH-Nov 2015 , PA-Jun 2006, TX-Mar 2014

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.