FindingFraud.org


Blog
Contact
Initial
Research

BARRY INVESTMENT ADVISORS, LLC
BARRY INVESTMENT ADVISORS, LLC (CRD# 144955) is an SEC-Registered Investment Advisor (RIA), headquartered in New Bedford, MA. The SEC approved the firm to operate as an RIA in Oct 2007. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $677.3 Million, and has discretion over 83% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BARRY INVESTMENT ADVISORS, LLC also reported in Sep 2018:
  • 14 employees, with 6 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BARRY INVESTMENT ADVISORS, LLC has no disclosure events reported to the SEC at this time.
 

View BARRY INVESTMENT ADVISORS, LLC's most recent Form ADV filing
 


BARRY INVESTMENT ADVISORS, LLC has Notice Filings with the following State Securities Authorities: CA-Feb 2008, CT-Feb 2008, FL-Feb 2008, LA-Feb 2008, MA-Nov 2007 , MD-Nov 2010, NH-Feb 2008, NY-Feb 2008, RI-Feb 2008, SC-Apr 2018 , VA-Feb 2008

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.