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BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC
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BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC
(CRD# 105519)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Dallas, TX.
The SEC approved the firm to operate as an RIA in
Dec 1987.
In
Jun 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$86.7 Billion,
and has discretion over
95%
of those assets.
Pooled investment vehicles (Private Funds) account for
4%
of RAUM.
Non-US investors represent
11%
.
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BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC
also reported in
Jun 2018:
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102
employees,
with
48
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC has no disclosure events reported to the SEC at this time.
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BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC has Notice Filings with the following State Securities Authorities: AK-Mar 2014, AL-Sep 2001, CA-Jun 2004, CT-Mar 2012, DC-Oct 2001
, FL-Mar 2004, GA-Sep 2001, IL-Apr 2002, IN-Mar 2005, LA-Mar 2016
, MA-Mar 2006, MD-Mar 2012, MI-Oct 2010, MN-Apr 2004, MO-Mar 2006
, NC-Mar 2012, NJ-May 2004, NV-Jan 2001, NY-Mar 2005, OH-Mar 2002
, OK-Mar 2004, PA-Mar 2004, TN-Jun 2004, TX-Jan 1992
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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