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BARRETT ASSET MANAGEMENT, LLC
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BARRETT ASSET MANAGEMENT, LLC
(CRD# 157047)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Apr 2011.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$1.8 Billion,
and has discretion over
88%
of those assets.
Pooled investment vehicles (Private Funds) account for
2%
of RAUM.
Non-US investors represent
0%
.
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BARRETT ASSET MANAGEMENT, LLC
also reported in
Mar 2018:
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18
employees,
with
8
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BARRETT ASSET MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
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BARRETT ASSET MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
AZ-Apr 2011, CA-Apr 2011, CO-Apr 2011, CT-Apr 2011, DC-May 2011
, DE-Mar 2017, FL-May 2011, IL-May 2011, MA-Apr 2011, MD-Apr 2011
, ME-Apr 2011, MI-Mar 2018, MO-Apr 2011, NH-Apr 2011, NJ-Jun 2011
, NY-May 2011, OR-Apr 2011, PA-Apr 2011, TX-Aug 2015, VA-Apr 2011
, VT-Jul 2011
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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