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BARRETT & COMPANY
BARRETT & COMPANY (CRD# 1175) is an SEC-Registered Investment Advisor (RIA), headquartered in Providence, RI. The SEC approved the firm to operate as an RIA in Jul 2017. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $136.0 Million, and has discretion over 96% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BARRETT & COMPANY also reported in Mar 2018:
  • 14 employees, with 3 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BARRETT & COMPANY has one or more disclosure events currently on file with the SEC.
 

View BARRETT & COMPANY's most recent Form ADV filing
 


BARRETT & COMPANY has Notice Filings with the following State Securities Authorities: CA-Jul 2017, CT-Jul 2017, FL-Jul 2017, MA-Jul 2017, NH-Aug 2017 , RI-Jul 2017, TX-Jul 2017

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.