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BARON SILVER STEVENS FINANCIAL ADVISORS, LLC
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BARON SILVER STEVENS FINANCIAL ADVISORS, LLC
(CRD# 126767)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boca Raton, FL.
The SEC approved the firm to operate as an RIA in
Aug 2008.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$473.5 Million,
and has discretion over
60%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BARON SILVER STEVENS FINANCIAL ADVISORS, LLC
also reported in
Jul 2018:
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9
employees,
with
7
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BARON SILVER STEVENS FINANCIAL ADVISORS, LLC has no disclosure events reported to the SEC at this time.
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BARON SILVER STEVENS FINANCIAL ADVISORS, LLC has Notice Filings with the following State Securities Authorities:
FL-Aug 2008, GA-Jul 2018, LA-Jan 2014, NC-Jan 2014, NJ-May 2016
, NY-Jan 2014, PA-Jan 2018, TX-Jul 2018
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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