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BARON CAPITAL MANAGEMENT, INC.
BARON CAPITAL MANAGEMENT, INC. (CRD# 110791) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Apr 1983. In May 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.6 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 13% of RAUM.   Non-US investors represent 29% .  
 
BARON CAPITAL MANAGEMENT, INC. also reported in May 2018:
  • 149 employees, with 36 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BARON CAPITAL MANAGEMENT, INC. has no disclosure events reported to the SEC at this time.
 

View BARON CAPITAL MANAGEMENT, INC.'s most recent Form ADV filing
 


BARON CAPITAL MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities: AK-Dec 2013, AL-Dec 2013, AR-Dec 2013, AZ-Dec 2013, CA-May 2011 , CO-Dec 2013, CT-Dec 2013, DC-Dec 2013, DE-Dec 2013, FL-Feb 1994 , GA-Dec 2013, HI-Dec 2013, IA-Dec 2013, ID-Dec 2013, IL-Jun 2007 , IN-Dec 2013, KS-Dec 2013, KY-Dec 2013, LA-Dec 2013, MA-Dec 2013 , MD-Dec 2013, ME-Dec 2013, MI-Dec 2013, MN-Dec 2013, MO-Dec 2013 , MS-Dec 2013, MT-Dec 2013, NC-Dec 2013, ND-Dec 2013, NE-Dec 2013 , NH-Dec 2013, NJ-Aug 1993, NM-Dec 2013, NV-Dec 2013, NY-Nov 1992 , OH-Dec 2013, OK-Dec 2013, OR-Dec 2013, PA-Dec 2013, PR-Dec 2013 , RI-Dec 2013, SC-Dec 2013, SD-Dec 2013, TN-Dec 2013, TX-Dec 2013 , UT-Dec 2013, VA-May 2010, VI-Dec 2013, VT-Dec 2013, WA-Dec 2013 , WI-Dec 2013, WV-Dec 2013, WY-May 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.