BARNETT & CO INC (CRD# 105867) is an SEC-Registered Investment Advisor (RIA), headquartered in Chattanooga, TN. The SEC approved the firm to operate as an RIA in Feb 1984. In Aug 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $309.1 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
BARNETT & CO INC also reported in Aug 2018:
  • 10 employees, with 6 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BARNETT & CO INC has no disclosure events reported to the SEC at this time.

View BARNETT & CO INC's most recent Form ADV filing

BARNETT & CO INC has Notice Filings with the following State Securities Authorities: AL-Aug 1997, AR-May 2005, CA-Jan 2007, CO-Jan 2009, DC-May 2005 , FL-May 2005, GA-Jul 1989, IA-Dec 2010, IL-Dec 2005, MD-May 2005 , MI-May 2012, MS-May 2005, NC-Jan 2002, ND-Apr 2009, NH-Dec 2012 , NY-Dec 2012, PA-Dec 2012, SC-Dec 2004, TN-Mar 1998, TX-Dec 2004 , VA-May 2005, WV-Sep 2005

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