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BARNES PETTEY FINANCIAL ADVISORS, LLC
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BARNES PETTEY FINANCIAL ADVISORS, LLC
(CRD# 142944)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Clarksdale, MS.
The SEC approved the firm to operate as an RIA in
Jan 2007.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$992.3 Million,
and has discretion over
78%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BARNES PETTEY FINANCIAL ADVISORS, LLC
also reported in
Jul 2018:
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18
employees,
with
12
performing advisory functions.
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A total of 5 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BARNES PETTEY FINANCIAL ADVISORS, LLC has no disclosure events reported to the SEC at this time.
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BARNES PETTEY FINANCIAL ADVISORS, LLC has Notice Filings with the following State Securities Authorities:
AL-Feb 2007, AR-Dec 2012, CA-Dec 2012, CO-Dec 2012, FL-Jan 2007
, GA-Dec 2012, LA-Dec 2012, MS-Jan 2007, NC-Dec 2012, OH-Jul 2018
, SC-May 2017, TN-Feb 2007, TX-Jan 2007, VA-Nov 2016
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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