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BARNES PETTEY FINANCIAL ADVISORS, LLC
BARNES PETTEY FINANCIAL ADVISORS, LLC (CRD# 142944) is an SEC-Registered Investment Advisor (RIA), headquartered in Clarksdale, MS. The SEC approved the firm to operate as an RIA in Jan 2007. In Jul 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $992.3 Million, and has discretion over 78% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BARNES PETTEY FINANCIAL ADVISORS, LLC also reported in Jul 2018:
  • 18 employees, with 12 performing advisory functions.
  • A total of 5 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BARNES PETTEY FINANCIAL ADVISORS, LLC has no disclosure events reported to the SEC at this time.
 

View BARNES PETTEY FINANCIAL ADVISORS, LLC's most recent Form ADV filing
 


BARNES PETTEY FINANCIAL ADVISORS, LLC has Notice Filings with the following State Securities Authorities: AL-Feb 2007, AR-Dec 2012, CA-Dec 2012, CO-Dec 2012, FL-Jan 2007 , GA-Dec 2012, LA-Dec 2012, MS-Jan 2007, NC-Dec 2012, OH-Jul 2018 , SC-May 2017, TN-Feb 2007, TX-Jan 2007, VA-Nov 2016

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.