BARKER FINANCIAL GROUP, INC. (CRD# 116817) is an SEC-Registered Investment Advisor (RIA), headquartered in Beverly, MA. The SEC approved the firm to operate as an RIA in Apr 2014. In Jul 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $147.4 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
BARKER FINANCIAL GROUP, INC. also reported in Jul 2018:
  • 4 employees, with 2 performing advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BARKER FINANCIAL GROUP, INC. has one or more disclosure events currently on file with the SEC.

View BARKER FINANCIAL GROUP, INC.'s most recent Form ADV filing

BARKER FINANCIAL GROUP, INC. has Notice Filings with the following State Securities Authorities: CA-Apr 2014, CT-Apr 2016, DC-Apr 2014, FL-Apr 2014, MA-Apr 2014 , ME-Mar 2017, NH-Apr 2014, RI-Apr 2014, TX-Apr 2014, VT-Apr 2014

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate. is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact with questions or concerns.