|
|
|
|
|
|
BARING INTERNATIONAL INVESTMENT LTD
|
|
BARING INTERNATIONAL INVESTMENT LTD
(CRD# 105724)
is an SEC-Registered Investment Advisor (RIA), headquartered in
London, United Kingdom.
The SEC approved the firm to operate as an RIA in
Apr 1980.
In
Oct 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.0 Billion,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
56%
of RAUM.
Non-US investors represent
9%
.
|
|
BARING INTERNATIONAL INVESTMENT LTD
also reported in
Oct 2018:
-
11
employees,
all of whom perform advisory functions.
-
Registration with one or more foreign financial regulatory authorities.
-
Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
BARING INTERNATIONAL INVESTMENT LTD has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
BARING INTERNATIONAL INVESTMENT LTD has Notice Filings with the following State Securities Authorities:
TX-Feb 1994
|
|
Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
|
|
|
|
