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BARD ASSOCIATES INC
BARD ASSOCIATES INC (CRD# 104984) is an SEC-Registered Investment Advisor (RIA), headquartered in Chicago, IL. The SEC approved the firm to operate as an RIA in Feb 1987. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $288.5 Million, and has discretion over 97% of those assets.   Pooled investment vehicles (Private Funds) account for 4% of RAUM.   Non-US investors represent 0% .  
 
BARD ASSOCIATES INC also reported in Oct 2018:
  • 8 employees, with 5 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BARD ASSOCIATES INC has no disclosure events reported to the SEC at this time.
 

View BARD ASSOCIATES INC's most recent Form ADV filing
 


BARD ASSOCIATES INC has Notice Filings with the following State Securities Authorities: CA-Oct 2004, CO-Mar 2018, FL-Mar 2014, IL-May 1987, MA-Mar 2005 , NY-Mar 2009, TX-Oct 2004

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.