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BANTA ASSET MANAGEMENT LP
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BANTA ASSET MANAGEMENT LP
(CRD# 142987)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Newport Beach, CA.
The SEC approved the firm to operate as an RIA in
Jan 2007.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$109.6 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BANTA ASSET MANAGEMENT LP
also reported in
Mar 2018:
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4
employees,
with
3
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BANTA ASSET MANAGEMENT LP has no disclosure events reported to the SEC at this time.
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BANTA ASSET MANAGEMENT LP has Notice Filings with the following State Securities Authorities:
CA-Jan 2007, HI-Sep 2017, TX-Mar 2008, WA-May 2007
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website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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