BAMCO, INC. (CRD# 110789) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Mar 1987. In May 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $25.6 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 1% of RAUM.   Non-US investors represent 1% .  
BAMCO, INC. also reported in May 2018:
  • 149 employees, with 36 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BAMCO, INC. has no disclosure events reported to the SEC at this time.

View BAMCO, INC.'s most recent Form ADV filing

BAMCO, INC. has Notice Filings with the following State Securities Authorities: DE-Jun 2007, MA-May 2012, NY-Jul 2002

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