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BALTIMORE-WASHINGTON FINANCIAL ADVISORS
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BALTIMORE-WASHINGTON FINANCIAL ADVISORS
(CRD# 159388)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Columbia, MD.
The SEC approved the firm to operate as an RIA in
Jun 2012.
In
Aug 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$700.0 Million,
and has discretion over
98%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BALTIMORE-WASHINGTON FINANCIAL ADVISORS
also reported in
Aug 2018:
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15
employees,
with
8
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BALTIMORE-WASHINGTON FINANCIAL ADVISORS has no disclosure events reported to the SEC at this time.
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BALTIMORE-WASHINGTON FINANCIAL ADVISORS has Notice Filings with the following State Securities Authorities:
CA-Jun 2012, DC-Jun 2012, DE-Oct 2014, FL-Jul 2012, IL-Nov 2012
, MD-Jun 2012, NC-Jun 2012, NH-Mar 2017, NJ-Sep 2018, OH-Nov 2012
, PA-Jun 2012, SC-Nov 2012, TX-Jun 2012, VA-Jun 2012
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
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contact FindingFraud.org with questions or concerns.
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