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BALTIMORE CAPITAL MANAGEMENT, INC.
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BALTIMORE CAPITAL MANAGEMENT, INC.
(CRD# 109949)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Baltimore, MD.
The SEC approved the firm to operate as an RIA in
Apr 2017.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$136.1 Million,
and has discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
16%
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BALTIMORE CAPITAL MANAGEMENT, INC.
also reported in
Mar 2018:
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4
employees,
with
3
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BALTIMORE CAPITAL MANAGEMENT, INC. has no disclosure events reported to the SEC at this time.
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BALTIMORE CAPITAL MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities:
MA-Mar 2018, MD-Apr 2017, NH-Mar 2018, TX-Mar 2018
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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