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BALTER CAPITAL MANAGEMENT LLC
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BALTER CAPITAL MANAGEMENT LLC
(CRD# 143880)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
Apr 2007.
In
Apr 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$1.1 Billion,
and has discretion over
46%
of those assets.
Pooled investment vehicles (Private Funds) account for
10%
of RAUM.
Non-US investors represent
3%
.
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BALTER CAPITAL MANAGEMENT LLC
also reported in
Apr 2018:
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13
employees,
with
4
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BALTER CAPITAL MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
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BALTER CAPITAL MANAGEMENT LLC has Notice Filings with the following State Securities Authorities:
MA-Apr 2007
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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