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BALLENTINE PARTNERS
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BALLENTINE PARTNERS
(CRD# 152802)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Waltham, MA.
The SEC approved the firm to operate as an RIA in
Jan 2010.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$6.7 Billion,
and has discretion over
61%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BALLENTINE PARTNERS
also reported in
Mar 2018:
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72
employees,
with
53
performing advisory functions.
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A total of 3 office locations.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BALLENTINE PARTNERS has no disclosure events reported to the SEC at this time.
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BALLENTINE PARTNERS has Notice Filings with the following State Securities Authorities:
CA-Feb 2010, CT-Feb 2010, FL-Jan 2010, LA-Oct 2014, MA-Feb 2010
, ME-Feb 2010, NC-Feb 2010, NH-Feb 2010, NJ-Mar 2010, NY-Feb 2010
, RI-Apr 2015, TX-Feb 2011
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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