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BALLAST, INC.
BALLAST, INC. (CRD# 152695) is an SEC-Registered Investment Advisor (RIA), headquartered in Lexington, KY. The SEC approved the firm to operate as an RIA in Apr 2014. In Apr 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $214.8 Million, and has discretion over 99% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BALLAST, INC. also reported in Apr 2018:
  • 8 employees, with 6 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BALLAST, INC. has no disclosure events reported to the SEC at this time.
 

View BALLAST, INC.'s most recent Form ADV filing
 


BALLAST, INC. has Notice Filings with the following State Securities Authorities: GA-Oct 2014, KY-Apr 2014, OH-Apr 2014

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.