BALLAST ADVISORS, LLC (CRD# 285991) is an SEC-Registered Investment Advisor (RIA), headquartered in Woodbury, MN. The SEC approved the firm to operate as an RIA in Jan 2017. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $351.1 Million, and has discretion over 97% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
BALLAST ADVISORS, LLC also reported in Mar 2018:
  • 16 employees, with 8 performing advisory functions.
  • A total of 4 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BALLAST ADVISORS, LLC has no disclosure events reported to the SEC at this time.

View BALLAST ADVISORS, LLC's most recent Form ADV filing

BALLAST ADVISORS, LLC has Notice Filings with the following State Securities Authorities: AZ-Feb 2017, CA-Feb 2017, FL-Feb 2017, GA-Feb 2017, IA-Feb 2017 , IL-Jun 2017, LA-Feb 2017, MI-Feb 2017, MN-Feb 2017, NE-Feb 2017 , NH-Feb 2017, NJ-Feb 2017, NY-Feb 2017, PA-Mar 2018, TX-Feb 2017 , VA-Feb 2017, WA-Jun 2017, WI-Feb 2017

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