BALDWIN BROTHERS INC (CRD# 105343) is an SEC-Registered Investment Advisor (RIA), headquartered in Marion, MA. The SEC approved the firm to operate as an RIA in Jul 1980. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.0 Billion, and has discretion over 97% of those assets.   Pooled investment vehicles (Private Funds) account for 7% of RAUM.   Non-US investors represent 1% .  
BALDWIN BROTHERS INC also reported in Sep 2018:
  • 21 employees, with 8 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BALDWIN BROTHERS INC has no disclosure events reported to the SEC at this time.

View BALDWIN BROTHERS INC's most recent Form ADV filing

BALDWIN BROTHERS INC has Notice Filings with the following State Securities Authorities: CA-Nov 1991, CO-Nov 2017, CT-Nov 1997, FL-Mar 1993, KY-Jul 2001 , MA-Apr 1994, ME-Nov 2014, NE-Mar 2016, NH-Apr 1994, NM-Jul 2018 , NY-Jan 2001, PA-Sep 1992, RI-Mar 1993, VA-Jul 2018, VT-Nov 1994

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