FindingFraud.org


Blog
Contact
Initial
Research

BALDWIN & CLARKE ADVISORY SERVICES, INC.
BALDWIN & CLARKE ADVISORY SERVICES, INC. (CRD# 105666) is an SEC-Registered Investment Advisor (RIA), headquartered in Bedford, NH. The SEC approved the firm to operate as an RIA in Oct 1985. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $219.5 Million, and has discretion over 23% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BALDWIN & CLARKE ADVISORY SERVICES, INC. also reported in Oct 2018:
  • 8 employees, with 4 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BALDWIN & CLARKE ADVISORY SERVICES, INC. has no disclosure events reported to the SEC at this time.
 

View BALDWIN & CLARKE ADVISORY SERVICES, INC.'s most recent Form ADV filing
 


BALDWIN & CLARKE ADVISORY SERVICES, INC. has Notice Filings with the following State Securities Authorities: FL-Apr 2012, MA-Apr 1994, ME-Jan 1998, NH-Jun 1986

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.