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BALBOA WEALTH PARTNERS, INC.
BALBOA WEALTH PARTNERS, INC. (CRD# 282329) is an SEC-Registered Investment Advisor (RIA), headquartered in Newport Beach, CA. The SEC approved the firm to operate as an RIA in Dec 2015. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $377.6 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BALBOA WEALTH PARTNERS, INC. also reported in Oct 2018:
  • 15 employees, all of whom perform advisory functions.
  • A total of 5 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BALBOA WEALTH PARTNERS, INC. has no disclosure events reported to the SEC at this time.
 

View BALBOA WEALTH PARTNERS, INC.'s most recent Form ADV filing
 


BALBOA WEALTH PARTNERS, INC. has Notice Filings with the following State Securities Authorities: AZ-Mar 2017, CA-Jan 2016, FL-Mar 2018, TX-Mar 2018, WA-Mar 2017

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.