FindingFraud.org


Blog
Contact
Initial
Research

BALASA DINVERNO FOLTZ LLC
BALASA DINVERNO FOLTZ LLC (CRD# 113630) is an SEC-Registered Investment Advisor (RIA), headquartered in Itasca, IL. The SEC approved the firm to operate as an RIA in Jun 2001. In May 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $4.2 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BALASA DINVERNO FOLTZ LLC also reported in May 2018:
  • 39 employees, with 36 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BALASA DINVERNO FOLTZ LLC has no disclosure events reported to the SEC at this time.
 

View BALASA DINVERNO FOLTZ LLC's most recent Form ADV filing
 


BALASA DINVERNO FOLTZ LLC has Notice Filings with the following State Securities Authorities: AZ-Jan 2009, CA-Jan 2009, CO-Feb 2014, FL-Jan 2009, GA-Jan 2009 , IA-Feb 2015, ID-Dec 2017, IL-Aug 2001, IN-Jan 2009, LA-Dec 2012 , MA-Jan 2009, MI-Jan 2009, MN-Jan 2009, NC-Jun 2014, NJ-Jun 2018 , NY-Jan 2009, OH-Jan 2009, PA-Jan 2009, SC-Feb 2014, TN-Dec 2017 , TX-Jan 2009, VA-Jan 2011, WI-Jan 2009

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.