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BALA CAPITAL GROUP, LLC
BALA CAPITAL GROUP, LLC (CRD# 290347) is an SEC-Registered Investment Advisor (RIA), headquartered in West Conshohocken, PA. The SEC approved the firm to operate as an RIA in Apr 2018. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $71.0 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 100% of RAUM.   Non-US investors represent 78% .  
 
BALA CAPITAL GROUP, LLC also reported in Sep 2018:
  • 18 employees, with 9 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BALA CAPITAL GROUP, LLC has no disclosure events reported to the SEC at this time.
 

View BALA CAPITAL GROUP, LLC's most recent Form ADV filing
 


BALA CAPITAL GROUP, LLC has Notice Filings with the following State Securities Authorities: PA-Apr 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.