BAKER ELLIS ASSET MANAGEMENT LLC (CRD# 121802) is an SEC-Registered Investment Advisor (RIA), headquartered in Portland, OR. The SEC approved the firm to operate as an RIA in Sep 2002. In Jun 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $574.2 Million, and has discretion over 99% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 1% .  
BAKER ELLIS ASSET MANAGEMENT LLC also reported in Jun 2018:
  • 7 employees, with 5 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BAKER ELLIS ASSET MANAGEMENT LLC has no disclosure events reported to the SEC at this time.

View BAKER ELLIS ASSET MANAGEMENT LLC's most recent Form ADV filing

BAKER ELLIS ASSET MANAGEMENT LLC has Notice Filings with the following State Securities Authorities: CA-Jan 2006, OR-Sep 2002, TX-Mar 2013, WA-Mar 2003

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