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BAKER ELLIS ASSET MANAGEMENT LLC
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BAKER ELLIS ASSET MANAGEMENT LLC
(CRD# 121802)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Portland, OR.
The SEC approved the firm to operate as an RIA in
Sep 2002.
In
Jun 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$574.2 Million,
and has discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
1%
.
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BAKER ELLIS ASSET MANAGEMENT LLC
also reported in
Jun 2018:
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7
employees,
with
5
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BAKER ELLIS ASSET MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
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BAKER ELLIS ASSET MANAGEMENT LLC has Notice Filings with the following State Securities Authorities:
CA-Jan 2006, OR-Sep 2002, TX-Mar 2013, WA-Mar 2003
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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