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BAKER, BROSE & MITSUTOME WEALTH MANAGEMENT, LLC
BAKER, BROSE & MITSUTOME WEALTH MANAGEMENT, LLC (CRD# 167314) is an SEC-Registered Investment Advisor (RIA), headquartered in Walnut Creek, CA. The SEC approved the firm to operate as an RIA in Apr 2013. In Jul 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $180.0 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BAKER, BROSE & MITSUTOME WEALTH MANAGEMENT, LLC also reported in Jul 2018:
  • 4 employees, all of whom perform advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BAKER, BROSE & MITSUTOME WEALTH MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
 

View BAKER, BROSE & MITSUTOME WEALTH MANAGEMENT, LLC's most recent Form ADV filing
 


BAKER, BROSE & MITSUTOME WEALTH MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: CA-Apr 2013, HI-Feb 2016, LA-Jun 2013, NV-Jun 2013, OR-Jun 2013 , TX-Jun 2013, WA-Jun 2013

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.