BAKER & ASSOCIATES (CRD# 155867) is an SEC-Registered Investment Advisor (RIA), headquartered in Irvine, CA. The SEC approved the firm to operate as an RIA in Jan 2011. In Feb 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $165.9 Million, and has discretion over 90% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
BAKER & ASSOCIATES also reported in Feb 2018:
  • 3 employees, with 2 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BAKER & ASSOCIATES has no disclosure events reported to the SEC at this time.

View BAKER & ASSOCIATES's most recent Form ADV filing

BAKER & ASSOCIATES has Notice Filings with the following State Securities Authorities: CA-Jan 2011, IN-Jan 2011, LA-Apr 2017, TX-Mar 2014

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